-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFgmBll45N2E7gXvFIiJ6CITviXEXPDwMSAZUKzexDRf24fzzpoeUxGKptWjsy3u iKG4Ys80JiOYKa2dy7kmKg== 0001169232-06-004749.txt : 20061214 0001169232-06-004749.hdr.sgml : 20061214 20061214155415 ACCESSION NUMBER: 0001169232-06-004749 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061214 DATE AS OF CHANGE: 20061214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Grossman Marton CENTRAL INDEX KEY: 0001383652 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 917-648-3952 MAIL ADDRESS: STREET 1: 1461 53RD STREET CITY: BROOKLYN STATE: NY ZIP: 11219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAGEMARK COMPANIES LTD CENTRAL INDEX KEY: 0000089041 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 131948169 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-39346 FILM NUMBER: 061277216 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS STREET 2: 35TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125544219 MAIL ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS STREET 2: 35TH FL CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED TECHNOLOGY GROUP LTD DATE OF NAME CHANGE: 19950525 FORMER COMPANY: FORMER CONFORMED NAME: SEQUENTIAL INFORMATION SYSTEMS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SEQUENTIAL ELECTRONIC SYSTEMS INC DATE OF NAME CHANGE: 19680822 SC 13D 1 d70112_sc13d.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. __________ )(1) THE SAGEMARK COMPANIES LTD. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 210162 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) Richard F. Horowitz, 292 Madison Avenue, New York, NY 10017 (212) 685-7600 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 7, 2006 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 210162 10 3 13D Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Marton Grossman - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) N/A (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 171,473 shares ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 171,473 shares WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 171,493 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| Does not include an additional 439,000 shares as to which beneficial ownership is disclaimed. - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.2% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 210162 10 3 13D Page 3 of 5 Pages Item 1. Security and Issuer. Common Stock. The Sagemark Companies Ltd., 1285 Avenue of the Americas, New York, NY 10019 Item 2. Identity and Background. (a) Marton Grossman; (b) 1461 53rd Street, Brooklyn, NY 11219; (c) Importing business, 58 Second Avenue, Brooklyn, NY 11215; (d) I have never been convicted in a criminal proceeding; (e) I have not, during the last five (5) years, been a party to any civil proceeding of a judicial or administrative body; and (f) I am a U.S. citizen. Item 3. Source and Amount of Funds or Other Consideration. See cover page, item 4 Item 4. Purpose of Transaction. Solely for investment purposes. Item 5. Interest in Securities of the Issuer. (a) and (b). See cover page, items 7-13. (c) On October 10, 2006, I gifted 85,000 shares each to three family trusts. I have no right of purchase and/or sale of any of the trust property or to make decisions concerning the trusts. I am neither the Grantor, Trustee or Beneficiary. I have no dispositive or voting paper concerning the trust property. On October 9, 2006, I gifted 40,000 shares each to three family trusts. I have no right of purchase and/or sale of any of the trust property or to make decisions concerning the trusts. I am neither the Grantor, Trustee or Beneficiary. I have no dispositive or voting paper concerning the trust property. On November 15, 2006, I bought 15,000 shares for $8,201. CUSIP No. 210162 10 3 13D Page 4 of 5 Pages On November 16, 2006, I bought 10,000 shares for $5,551. On November 22, 2006, I bought 22,500 shares for $13,613. (d) N/A (e) N/A Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits. None. 2 CUSIP No. 210162 10 3 13D Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 11/30/06 - ---------------------------------------- (Date) /s/ Marton Grossman - ---------------------------------------- (Signature) Marton Grossman - ---------------------------------------- Name/Title 3 -----END PRIVACY-ENHANCED MESSAGE-----